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TD Bank

Greenville, SC

Senior Compliance Group Manager - Servicing

LocationGreenville, South Carolina 29615
Employment TypeContractor
Date Posted2022-11-22
Direct Apply
Valid Through2023-10-04

Job Description:


Job Title:

Senior Compliance Group Manager - Servicing

TD Description:

About TD Bank, America's Most Convenient Bank®

TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing over 9.8 million customers with a full range of retail, small business and commercial banking products and services at more than 1,100 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Auto Finance, a division of TD Bank, N.A., offers vehicle financing and dealer commercial services. TD Bank and its subsidiaries also offer customized private banking and wealth management services through TD Wealth®. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit . Find TD Bank on Facebook at and on Twitter at and .

TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit .

We offer a competitive salary and benefit program, including: comprehensive, affordable health care through medical, dental, and vision coverage; financial security with life and disability insurance; opportunities to save using health savings and flexible spending accounts; retirement benefits to help prepare for the future; paid time off and work/life benefits to maintain a good balance.

Auto req ID:



United States

Job Requirements:

Serves as Compliance owner or resource on projects involving most critical and complex laws and regulations that have a significant impact on the operations or strategy of the Company

Oversees the development of internal processes to identify and manage compliance risks

Leads department strategic planning process to achieve goals

Manages the review of trend analyses of RIMS, Implementation, and self monitoring reports for assigned teams to ensure department standards are met

Oversees the planning, creation and maintenance of Corporate compliance database(s) to collect, manage and report information required by management

Directs the performance of specialized programming tasks requiring technical proficiency in such areas as database programming languages, process automation, and HTML programming

Oversees the testing and implementation of new department databases and major database enhancements

Oversees the resolution of compliance-related problems encountered by various areas of the Company as related to the most critical laws and regulations

Represents Department or Chairs various Company Committees to address activities that are impacted by compliance laws and regulations

Final approver of RIMS and implementation documentation (except BLMs)

Directs the review of conversion/merger issues and develops any notices and/or disclosures necessitated by the conversion/merger

Coordinates budget planning with CCO

Speaks at relevant conference forums

Appoints designee to bank acquisition due diligence efforts

Oversees the development of staff to support departmental succession planning

Education & Experience:

Bachelor's degree or equivalent experience required

10+ Years of related experience

Certified Regulatory Compliance Manager (CRCM) strongly preferred

Demonstrated in-depth working knowledge of applicable laws and regulations

Proven ability to develop project plans and independently coordinate and complete projects

Excellent written and verbal communication skills including a demonstrated ability to clearly provide written reports that accurately and clearly summarize issues and present solutions in an understandable and logical manner

Proven ability to influence others actions and decisions without express authority

Proven ability to analyze complex laws and regulations and relate those laws to procedures of assigned areas

Demonstrated ability to develop and maintain strong internal and external business relationships

Excellent analytical skills.

Proven ability to employ desktop technologies to advantage, developing systems and tools for auditing, testing and reports

Proficiency in Microsoft Office other utility applications (e.g., Adobe Acrobat)

Strong proficiency in Microsoft Excel and Access

Demonstrated knowledge of database programming languages


  • Must be eligible for employment under regulatory standards applicable to the position.



Job Description:

The Senior Compliance Group Manager oversees assigned compliance functions for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various lines of business, banking offices, and operating departments. This job manages compliance aspects of the applicable laws and regulations having a significant impact on the operations or strategy of the Company. The job interacts with senior management in assigned areas, developing, revising, and implementing policies and procedures to ensure compliance with applicable laws and regulations. The Senior Compliance Group Manager employs various software applications and desktop tools to consolidate reported data and analyze information to detect potential compliance issues and concerns. The Senior Compliance Group Manager manages assigned compliance managers and/or specialists (as applicable) by coordinating activities and providing coaching and counseling as needed. This job participates in annual risk assessment process for development of department monitoring plan and participates in routine monitoring plan meetings. The Senior Compliance Group Manager supports the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all applicable federal rules and regulations.


At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.

If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at ***** . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.


Maine, New Jersey, South Carolina


Greenville, Lewiston, Mount Laurel

Work Location:

Bates Mill #3 (140 Mill Street), Greenville Campus Building A - 200 Carolina Point Parkway, Mt Laurel - Operations Center Bldg 1 - 9000 Atrium Way

Business Line:


Job Category - Primary:

Anti-Money Laundering / Compliance & Regulatory Relations

Job Category(s):

Anti-Money Laundering / Compliance & Regulatory Relations

State (Primary):

New Jersey

State #2:


State #3:

South Carolina

City (Primary):

Mount Laurel

City #2:


City #3:


Job Family:

Compliance Business Oversight

Time Type:

Full Time

Employment Type:


Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.

Job ID: 7534641501009862737

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